Investor Protection

CFA Letter Urging U.S. House to Vote No on H.R. 2374, the Retail Investor Protection Act

CFA as well as AARP, Americans for Financial Reform, and Public Citizen believe that H.R. 2374, the misnamed “Retail Investor Protection Act,” would impede the ability of federal regulators at both the Securities and Exchange Commission (SEC) and the Department of Labor (DOL) to protect vulnerable investors, workers, and retirees from the harmful practices of some financial services providers.