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Investor Protection

Market Regulation

Investors benefit from capital markets that are transparent, liquid, stable and fair. Policies that promote the interests of investors, who are the providers of capital, also benefit the capital formation process and, by extension, the health of our economy.

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Subissues

  • Corporate Governance
  • Investment Products
  • Investment Professionals
  • Market Regulation

Subject Matter Experts

  • Micah Hauptman

    Director of Investor Protection

    mhauptman@consumerfed.org

  • Dylan Bruce

    Financial Services Counsel

    dbruce@consumerfed.org

Most Recent Press Releases

  • CFA Strongly Supports SEC's Proposed Climate Disclosure Rule, Urges Speedy Adoption
  • SEC’s Proposed Climate Disclosure Rule Will Increase Transparency for Investors
  • Micah Hauptman Returns to CFA, Appointed Director of Investor Protection

Most Recent Testimony and Comments

  • CFA Strongly Supports SEC’s Proposed Climate Disclosure Rule, Urges Speedy Adoption
  • CFA Comments on SEC SPAC Proposal
  • CFA Submits Comments to Federal Deposit Insurance Corporation on Climate-Related Financial Risk Management for Financial Institutions

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1620 I Street, NW - Suite 200  |  Washington, DC 20006  |  202-387-6121  |  cfa@consumerfed.org
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