Investment Professionals

H.R. 4293 and H.R. 4294 Are Even Weaker Than the Current Standards That Fail to Protect Retirement Savers

Late last year, Representatives Phil Roe, Peter Roskam, Richard Neal and John Larson introduced legislation they describe as an “alternative” to the Department of Labor’s (DoL) conflict of interest rulemaking. In fact, however, their legislation would be a big step backward. Far from being a pro-retirement security alternative to DoL action, the legislation would weaken the already inadequate protections afforded by current outdated regulations.