About CFA
About CFA
Our History
Board of Directors
CFA Staff
CFA Membership
Careers
Ways to Give
News
Reports
Testimony & Comments
Blogs
Fact Sheets
Press Releases
CFA in the News
CFA News Updates
View All News
Issue Areas
AI & Data Privacy
Competition & Market Fairness
Consumer Financial Education
Climate & Energy
Financial Services
Food & Agriculture
Housing
Insurance
Investor Protection & Crypto Markets
Product Safety
Telecom
View All Issues
Events
Climate & Energy Symposium
Financial Services Conference
National Food Policy Conference
Consumer Assembly
Awards Celebration
View All Events
Membership
About CFA Membership
Member Dues
State and Local Members
Consumer Agency Members
National Members
Cooperative Members
CFA Special Recognition Members
View All CFA Members
For Consumers
America Saves
Veteran Saves
Consumer Complaints
More About Cooperatives
LET'S HELP YOU FIND WHAT YOU'RE LOOKING FOR
Popular Searches
Complaints
Fraud
Consumer Assembly
Agencies
Annual Report
Donate to CFA
Get Updates
Donate to CFA
Get Updates
About CFA
About CFA
Our History
Board of Directors
CFA Staff
CFA Membership
Careers
Ways to Give
News
Reports
Testimony & Comments
Blogs
Fact Sheets
Press Releases
CFA in the News
CFA News Updates
View All News
Issue Areas
AI & Data Privacy
Competition & Market Fairness
Consumer Financial Education
Climate & Energy
Financial Services
Food & Agriculture
Housing
Insurance
Investor Protection & Crypto Markets
Product Safety
Telecom
View All Issues
Events
Climate & Energy Symposium
Financial Services Conference
National Food Policy Conference
Consumer Assembly
Awards Celebration
View All Events
Membership
About CFA Membership
Member Dues
State and Local Members
Consumer Agency Members
National Members
Cooperative Members
CFA Special Recognition Members
View All CFA Members
For Consumers
America Saves
Veteran Saves
Consumer Complaints
More About Cooperatives
Back
Issue categories:
Investment Professionals
Investor Protection & Crypto Markets
Home
News
Testimony & Comments
April 04, 2005
•
1 min read
CFA Response to Proposal to Exempt Certain Fee-Based Brokers from Adviser Regulation
Download PDF
Our Subject Matter Experts
Corey Frayer
Director of Investor Protection
READ BIO
VIEW RECENT ISSUES
cfrayer@consumerfed.org
Areas of Expertise
Investor Protection & Crypto Markets
Corporate Governance
Investment Products
Investment Professionals
Market Regulation
Share this page
Related Articles
VIEW ALL ISSUES
August 05, 2026 / Testimony & Comments
CFA Letter to Congress Opposing “AI Sandbox” Provision in CLARITY Act
READ MORE
July 08, 2026 / Fact Sheets
Is Your Pension Plan Funding Elon Musk?
READ MORE
June 23, 2026 / Blogs
Crypto’s Next Gamble is On Your Mortgage
READ MORE
June 09, 2026 / Reports
Blueprint for a Consumer-First Congress
READ MORE
VIEW ALL NEWS
